How we protect your information, and the licenses and disclosures behind the services we provide.
⚠️ Draft — pending compliance review. The language on this page is placeholder content to establish structure. It must be reviewed and approved by a qualified compliance professional / attorney (GLBA, IRS §7216, SEC/RIA, TCPA, CA DRE, NMLS, CA DOI) before the site goes live.
The Harvest Plan and Harvest Finance & Mortgage, Inc. respect the privacy of the personal and financial information you share with us. Consistent with the Gramm-Leach-Bliley Act (GLBA) and the FTC Safeguards Rule, we maintain a written information-security program and administrative, technical, and physical safeguards designed to protect your information.
We collect information you provide directly (such as name, contact details, and financial information needed to deliver tax, investment, real estate, mortgage, or insurance services) and information generated in the course of serving you. We collect only what we need.
We use your information to provide the services you request, meet legal and regulatory obligations, and communicate with you. We do not sell your personal information.
Sensitive documents are exchanged through our encrypted client portal (Doc Vault) — never plain email or web forms. Access is limited to those who need it to serve you.
By submitting a form or providing your phone number, you consent to be contacted by phone, text message, and email regarding your inquiry and our services. Message and data rates may apply; message frequency varies. Consent is not a condition of any purchase, and you may opt out at any time by replying STOP to texts or contacting us.
Federal law (Internal Revenue Code §7216) restricts how a tax preparer may use or disclose your tax-return information. We will not use your tax information to offer you other services, or disclose it to third parties, except as permitted by law or with your prior written consent. Any such consent is voluntary and separate from your engagement for tax services.
Investment advisory services are offered through Mark T. Harvey, a Registered Investment Advisor (Individual CRD #2182566 / Firm CRD #169170), and only in states where properly registered or exempt. As a fiduciary, we act in your best interest. Investing involves risk, including possible loss of principal; past performance does not guarantee future results. No advice is rendered until a written advisory agreement is in place. Any guarantee we reference pertains to potential cost savings, not investment returns.
Mortgage services are provided through Harvest Finance & Mortgage, Inc., NMLS #331992 (Loan Originator #331773). Equal Housing Opportunity. This website is not a commitment to lend. All loans are subject to credit approval; rates, terms, and programs are subject to change without notice. Verify licensing at the NMLS Consumer Access site.
Real estate brokerage services are provided by Mark Harvey, California Real Estate Broker (DRE #01218524), Harvest Finance & Mortgage, Inc. Any transactions or results shown are representative examples; individual results vary.
Insurance services are provided by Mark Harvey, licensed by the California Department of Insurance (License #0807300 — Life, Health, and Property & Casualty). Coverage is subject to carrier underwriting and policy terms; nothing here guarantees issuance of any coverage.
Any client testimonials or reviews displayed are genuine statements from actual clients. Where required (including under the SEC Marketing Rule for investment advisory testimonials), appropriate disclosures accompany them. Individual experiences and results vary.
Each of our licenses is independently verifiable. See the About page for direct verification links to the IRS, SEC IAPD, California DRE, NMLS, California DOI, and BBB.
For any question about this notice or your information, contact us at (949) 733-9100 or moneyplancoach@gmail.com.